01
Intake and review gate
The alert is parsed, enriched and presented for the first human check before investigation begins.
For AML/KYC and financial-crime teams · Working system · Book a walkthrough
AML alerts, investigated
from intake to disposition.
ComplianceNexus takes an alert through intake, parallel case assembly, AUSTRAC-format SMR narrative drafting, citation validation and a disposition recommendation. Your investigators review, decide and sign off at two gates before anything is filed.
The problem
Your investigators spend their days gathering, not judging.
Banks commonly assign 10 to 15% of staff to KYC and AML work, and most of those hours go to assembling evidence and writing narratives rather than making disposition calls. That assembly is exactly the work an agentic pipeline can do, provided every claim it makes is traceable and a human makes every final call.
How an alert moves through the pipeline
One run. Every step on the record.
One alert in, one decision-ready case out. Humans gate the pipeline at intake review and again before filing, and both sign-offs are recorded in the audit trail.
02
Parallel case assembly
Agents gather transactions, counterparty history and prior alerts into a single case file, concurrently.
03
SMR narrative drafting
A suspicious matter report narrative is drafted in AUSTRAC format, from the assembled evidence only.
04
Citation validation
Every suspicious-indicator claim is checked against the case file. Claims without a real transaction ID behind them are flagged automatically.
05
Disposition recommendation
The pipeline recommends a disposition with its reasoning attached. It recommends; it never decides.
06
Sign-off and filing gate
An investigator reviews, decides and signs off. Only then does anything leave the building.
What you get
Built for the people who carry the risk.
Decision-ready case files
Evidence assembled, narrative drafted, disposition recommended. Investigators open a case that is ready to be judged, not a queue of tabs to reconcile.
AUSTRAC-format narratives, validated
SMR drafts arrive in the format the regulator expects, with every indicator claim cited back to a real transaction in the file.
Full decision replay
Reconstruct exactly what every agent saw, decided and logged for any historical alert. Built for the day a regulator asks how a disposition was reached.
Governed by construction
The controls are the architecture.
Human-in-the-loop is not a configuration option here. It is the architecture.
Every claim cites a real transaction
A suspicious-indicator claim that cannot point to a transaction ID in the case file is flagged automatically. Ungrounded narrative never rides through unnoticed.
Fail closed, never auto-close
An unparseable or ambiguous agent recommendation escalates to a human. There is no code path where uncertainty closes an alert on its own.
Two human gates, recorded
Intake review and SMR filing each require a named human sign-off, and both are written to the audit trail alongside the decision itself.
Replayable for examination
The full decision history of any alert can be reconstructed after the fact: inputs, agent outputs, gates and sign-offs, in order.
The engagement is how you buy it.
ComplianceNexus is the machinery behind our Agentic Financial-Crime Investigation engagement: a scoped pilot on your alert queue, your data, your investigators.
ComplianceNexus
Watch an alert go from intake to disposition.
Thirty minutes with the live pipeline. Bring your hardest alert type and we’ll show you what the case file, the narrative and the gates look like.